|
Galen Strawson on Free Will
- Compatibilism
- Incompatibilism
- Pessimism
- Moral responsibility
- Metaphysics and moral psychology
- Challenges to pessimism
Introduction
‘Free will’ is the conventional name of a topic that is best discussed
without reference to the will. It is a topic in metaphysics and ethics
as much as in the philosophy of mind. Its central questions are ‘What
is it to act (or choose) freely?’, and ‘What is it to be morally
responsible for one’s actions (or choices)?’ These two questions are
closely connected, for it seems clear that freedom of action is a
necessary condition of moral responsibility, even if it is not
sufficient.
Philosophers give very different answers to these questions.
Consequently they give very different answers to two more specific
questions, which are questions about ourselves: (1) Are we free agents?
and (2) Can we be morally responsible for what we do? Answers to (1)
and (2) range from ‘Yes, Yes’, to ‘No, No’—via ‘Yes, No’ and various
degrees of ‘Perhaps’, ‘Possibly’, and ‘In a sense’. (The fourth pair of
outright answers, ‘No, Yes’, is rare, but it has a kind of
existentialist panache, and appears to be embraced by Wintergreen in
Joseph Heller’s novel Closing Time, as well as by some Protestants).
Prominent among the ‘Yes, Yes’ sayers are the compatibilists. They have
this name because they hold that free will is compatible with
determinism. Briefly, determinism is the view that the history of the
universe is fixed: everything that happens is necessitated by what has
already gone before, in
such a way that nothing can happen otherwise than it does. According to
compatibilists,
freedom is compatible with determinism because freedom is essentially
just
a matter of not being constrained or hindered in certain ways when one
acts
or chooses. Suppose one is a normal adult human being in normal
circumstances.
Then one is able to act and choose freely. No one is holding a gun to
one’s
head. One is not being threatened or manhandled. One is not drugged, or
in
chains, or subject to a psychological compulsion like kleptomania, or a
post-hypnotic
command. One is therefore wholly free to choose and act even if one’s
whole physical and psychological makeup is entirely determined by
things
for which one is in no way ultimately responsible—starting with one’s
genetic inheritance and early upbringing.
Compatibilism has many sophisticated variants, but this is its core,
and to state it is to see what motivates its opponents, the
incompatibilists. The incompatibilists hold that freedom is not
compatible with determinism. They point out that if determinism is
true, then every one of one’s actions was determined to happen as it
did before one was born. They hold that one can’t be held to be truly
free and finally morally responsible for one’s actions in this case.
Compatibilism is a ‘wretched subterfuge...,
a petty word-jugglery’, as Kant put it. It entirely fails to satisfy
our natural convictions about the nature of moral responsibility.
The incompatibilists have a good point, and may be divided into two
groups. First, there are the libertarians, who wish to answer ‘Yes,
Yes’ to questions (1) and (2). Libertarians hold that we are indeed
free and fully morally responsible agents, and that determinism must
therefore be false. Their great difficulty is to explain why the
falsity of determinism is any better than determinism, when it comes to
establishing our free agency and moral responsibility. For suppose that
not every event is determined, and that some events occur randomly, or
as a matter of chance. How can this help with free will? How can our
claim to moral responsibility be improved by the
supposition that it is partly a matter of chance or random outcome that
we
and our actions are as they are? This is a very difficult question for
libertarians.
The second group of incompatibilists are less sanguine. They answer
‘No, No’ to questions (1) and (2). They agree with the libertarians
that determinism rules out genuine moral responsibility, but argue that
the falsity of determinism can’t help. Accordingly, they conclude that
we are not genuinely free agents or genuinely morally responsible,
whether determinism is true or false. One of their arguments can be
summarized as follows. When one acts, one acts in the way that one does
because of the way one is. So to be truly morally responsible for one’s
actions, one would have to be truly responsible for the way one is: one
would have to be causa sui, or
the cause of oneself, at least in certain crucial mental respects. But
nothing
can be causa sui—nothing can be the ultimate cause of itself in any
respect. So nothing can be truly morally responsible.
Suitably developed, this argument against moral responsibility seems
very strong. (Some objections will be considered in the main article.)
But in many
human societies belief in ultimate moral responsibility continues
unabated. In many human beings, the experience of choice gives rise to
a conviction of absolute responsibility that is untouched by
philosophical arguments that put it in question. This conviction is the
deep and inexhaustible source of
the free will problem: there are powerful arguments that seem to
show
that we cannot be morally responsible in the ultimate way that we
suppose. But these arguments keep coming up against equally
powerful psychological and cultural reasons why we continue to believe
that we are ultimately morally responsible.
1 Compatibilism
Do we have free will? It depends what you mean by the
word ‘free’. More than 200 senses of the word have been distinguished;
the history of the discussion of free will is rich and remarkable.
David Hume
called the problem of free will "the most contentious question of
metaphysics, the most contentious science" (Enquiry p. 95).
Here it will be enough to focus on two main senses of
the word ‘free’. The first has the consequence that the answer to the
question ‘Do we have free will?’ is ‘Yes’. The second has the
consequence that the answer is ‘No’. The first is compatibilist; that
is, it is a sense of the word ‘free’ according to which free will is
compatible with determinism, even though determinism is the view that
the history of the universe is fixed in such a way that nothing
can happen otherwise than it does, because everything that happens is
necessitated
by what has already gone before.
Suppose tomorrow is a national holiday. You are
considering what to do. You can climb a mountain or read Lao Tzu. You
can mend your bicycle or go to the zoo. At this moment you are reading
the Routledge Encyclopaedia of Philosophy. You are free to go on
reading or stop now. You have started on this sentence, but you don’t
have to—finish it.
In this situation, as so often in life, you have a
number of options. Nothing forces your hand. It seems natural to say
that you are entirely free to choose what to do. And, given that
nothing hinders you, it
seems natural to say that you act entirely freely when you actually do
(or
try to do) what you have decided to do.
Compatibilists claim that this is the right thing to
say. They believe that to have free will, to be a free agent, to be
free in choice and action, is simply to be free from constraints of
certain sorts. Freedom is a matter of not being physically or
psychologically forced or compelled to do what one does.
This raises the question of what counts as a
constraint or compulsion. In one sense, compatibilist freedom can be
limited by imprisonment, which is likely to prevent one from doing what
one wants to do. It can be limited by a gun at one’s head, or a threat
to the life of one’s children, or a psychological obsession. All these
things are standardly counted as constraints that can limit freedom.
In another and more fundamental sense, however,
compatibilist freedom is something one continues to possess
undiminished so long as one can choose or act in any way at all. One
continues to possess it in any situation in which one is not panicked,
or literally compelled to do what one does in
such a way that it is not clear that one can still be said to choose or
act
at all (as when one presses a button, because one’s finger is actually
forced down on the button).
Consider pilots of hijacked aeroplanes. They usually
stay calm. They choose to comply with the hijackers’ demands. They act
responsibly, as we naturally say. They are able to do other than they
do, but they choose not to. They do what they most want to do, all
things considered, in the circumstances
in which they find themselves. And all circumstances limit one’s
options
in some way.
It is true that some circumstances limit one’s options
much more drastically than others; but it doesn’t follow that one isn’t
free to choose in those circumstances. Only literal compulsion, panic,
or uncontrollable impulse really removes one’s freedom to choose, and
to
(try to) do what one most wants to do given one’s character or
personality. Even when one’s finger is being forced down on the button,
one can still
act freely in resisting the pressure, and in many other ways.
So most of us are free to choose throughout our waking
lives, according to the compatibilist conception of freedom. We are
free
to choose between the options that we perceive to be open to us.
(Sometimes
we would rather not face options, but are unable to avoid awareness of
the
fact that we do face them.) One has options even when one is in chains,
or
falling through space. Even if one is completely paralysed, one is
still
free in so far as one is free to choose to think about one thing rather
than
another. Sartre observed that there is a sense in which we are
‘condemned’ to freedom, not free not to be free.
One may well not be able to do everything one
wants—one may want to fly unassisted, vapourize every gun in the United
States by an act of thought, or house all those who sleep on the
streets of Calcutta by the end of the month. But few have supposed that
free will or free agency is a matter of being able to do everything one
wants. That is one possible view of what it is to be free; but
according to the compatibilists, free will
is simply a matter of having genuine options and opportunities for
action, and being able to choose between them according to what one
wants or thinks best.
Compatibilists grant that one’s character,
personality, preferences, and general motivational set may be entirely
determined by things for which one is in no way responsible. These
things may be determined, for example, by one’s genetic inheritance,
upbringing, historical situation, chance encounters, and so on. But one
does not have to be in control of any of these things in order to have
compatibilist freedom, because compatibilist freedom is just a matter
of being able to choose and act in the way one prefers or thinks best
given how one is. As its name declares, it is compatible with
determinism. It is compatible with determinism even though it follows
from determinism that every aspect of your character, and everything
you will ever
do, was already inevitable before you were born.
It may be said that dogs and other animals can be free
agents, according to this basic account of compatibilism.
Compatibilists
may reply that dogs can indeed be free agents. And yet we do not think
that
dogs can be free or morally responsible in the way we can be. So
compatibilists
need to say what the relevant difference is between dogs and ourselves.
Many suppose that it is our capacity for
self-conscious thought that makes the crucial difference, because it
makes it possible for us to be explicitly aware of ourselves as facing
choices and engaging in processes
of reasoning about what to do. This is not because being self-conscious
can
somehow liberate one from the facts of determinism: if determinism is
true,
one is determined to have whatever self-conscious thoughts one has,
whatever
their complexity. Nevertheless, many are inclined to think that a
creature’s
explicit self-conscious awareness of itself as chooser and agent can
constitute
it as a free agent in a fundamental way that is unavailable to any
unself-conscious
agent.
Compatibilists can agree with this. They can
acknowledge and incorporate the view that self-conscious awareness of
oneself as facing choices can give rise to a kind of freedom that is
unavailable to unself-conscious agents. They may add that human beings
are sharply marked off from dogs by their capacity to act for reasons
that they explicitly take to be moral reasons. In general,
compatibilism has many variants. According to H. Frankfurt’s version,
for example, one has free will if one wants to be moved to action by
the motives that do in fact move one to action. On this view,
freedom is a matter of having a personality that is harmonious in a
certain way. Freedom
in this sense is clearly compatible with determinism.
Compatibilism has been refined in many ways, but this
gives an idea of its basis. ‘What more could free agency possibly be?’,
compatibilists like to ask (backed by Hobbes, Locke, and Hume, among
others). And this is a very powerful question.
2 Incompatibilism
Those who want to secure the conclusion that we are
free agents do well to adopt a compatibilist theory of freedom, for
determinism is unfalsifiable, and may be true. (Contemporary physics
gives us no more reason to suppose that determinism is false than to
suppose that it is true.) Many, however, think that the compatibilist
account of things does not even touch the real problem of free will.
They believe that all compatibilist theories
of freedom are patently inadequate.
What is it, they say, to define freedom in such a way
that it is compatible with determinism? It is to define it in such a
way that an
agent can be a free agent even if all its actions throughout its life
are
determined to happen as they do by events that have taken place before
it
is born: so that there is a clear sense in which it could not at any
point in its life have done otherwise than it did. This, they say, is
certainly not free will. More importantly, it is not a sufficient basis
for true moral responsibility. One cannot possibly be truly or
ultimately morally responsible for what one does if everything one does
is ultimately a deterministic outcome of events that took place before
one was born; or (more generally) a deterministic outcome of events for
whose occurrence one is in no way ultimately responsible.
These anti-compatibilists or incompatibilists divide
into two groups: the libertarians and the no-freedom theorists or
pessimists about free will and moral responsibility. The libertarians
think that the compatibilist account of freedom can be improved on.
They hold (1) that we do have free will, (2) that free will is not
compatible with determinism, and (3) that determinism is therefore
false. But they face an extremely difficult task: they have to show how
indeterminism (the falsity of determinism) can help with free will and
in particular with moral responsibility.
The pessimists or no-freedom theorists do not think
that this can be shown. They agree with the libertarians that the
compatibilist account of free will is inadequate, but they don’t think
it can be improved
on. They agree that free will is not compatible with determinism, but
deny
that indeterminism can help to make us (or anyone else) free. They
believe
that free will, of the sort that is necessary for genuine moral
responsibility, is provably impossible.
The pessimists about free will begin by granting what
everyone must. They grant that there is a clear and important
compatibilist sense in
which we can be free agents (we can be free, when unconstrained, to
choose and to do what we want or think best, given how we are). But
they go on to insist that this compatibilist sense of freedom isn’t
enough: it doesn’t give us what we want, in the way of free will. Nor
does it give us what we believe we have. And it is not as if the
compatibilists have missed something. The truth is that nothing can
give us what we (think we) want, or what we ordinarily think we have.
All attempts to furnish a stronger notion of free will fail. We cannot
be morally responsible, in the absolute, buck-stopping way in which we
often unreflectively think we are. We cannot have ‘strong’ free will of
the kind that we would need to have, in order to be morally responsible
in this way.
It is the worry about moral responsibility that is the
fundamental motor of the free will debate. If no one had this worry, it
is
doubtful whether the problem of free will would be a famous
philosophical
problem. The rest of this discussion will therefore be organized around
the
question of moral responsibility.
First, though, it is worth remarking that the worry
about free will does not have to be expressed as a worry about the
grounds of moral responsibility. Two points are worth making. The first
is that a commitment to belief in free will may be integral to feelings
that are extremely important to us independently of the issue of moral
responsibility: feelings of gratitude, for example, and perhaps of
love. The second is that one’s belief in strong free will may be driven
simply by the conviction that one is or can be radically
self-determining in one’s actions in a way that is incompatible with
determinism; and this conviction about radical self-determination need
not involve giving much—or any—thought to the issue of moral
responsibility.
It seems that a creature could conceive of itself as radically
self-determining
without having any conception of moral right or wrong at all—and so
without being any sort of moral agent.
3 Pessimism
One way of setting out the no-freedom theorists’
argument is as follows.
(1) When you act, you do what you do, in the situation
in which you find yourself, because of the way you are.
It seems to follow that
(2) To be truly or ultimately morally responsible for
what you do, you must be truly or ultimately responsible for the way
you are, at
least in certain crucial mental respects. (Obviously you don’t have to
be responsible for the way you are in all respects. You don’t have to
be responsible for your height, age, sex, and so on. But it does seem
that
you have to be responsible for the way you are at least in certain
mental respects. After all, it is your overall mental make up that
leads you to do
what you do when you act.)
But
(3) You can’t be ultimately responsible for the way
you are in any respect at all, so you can’t be ultimately morally
responsible for what you do.
Why can’t you be ultimately responsible for the way
you are? Because
(4) To be ultimately responsible for the way you are,
you would have to have intentionally brought it about that you are the
way you are, in a way that is impossible.
The impossibility is shown as follows. Suppose that
(5) You have somehow intentionally brought it about
that you are the way you now are, in certain mental respects: suppose
that you have intentionally brought it about that you have a certain
mental nature N, and that you have brought this about in such a way
that you can now be said to be ultimately responsible for having nature
N. (The limiting case of this would be the case in which you had simply
endorsed your existing mental
nature N from a position of power to change it.)
For this to be true
(6) You must already have had a certain mental nature
N-1, in the light of which you intentionally brought it about that you
now have nature N. (If you didn’t already have a certain mental nature,
then you can’t have had any intentions or preferences, and even if you
did change in some way, you can’t be held to be responsible for the way
you now are.)
But then
(7) For it to be true that you and you alone are truly
responsible for how you now are, you must be truly responsible for
having
had the nature N-1 in the light of which you intentionally brought it
about
that you now have nature N.
So
(8) You must have intentionally brought it about that
you had that nature N-1. But in that case, you must have existed
already with a prior nature, N-2, in the light of which you
intentionally brought it about that you had the nature N-1 in the light
of which you intentionally brought it about that you now have nature N.
And so on. Here one is setting off on a potentially
infinite regress. In order for one to be truly or ultimately
responsible for how one is, in such a way that one can be truly morally
responsible for what one does,
something impossible has to be true: there has to be, and cannot be, a
starting
point in the series of acts of bringing it about that one has a certain
nature;
a starting point that constitutes an act of ultimate self-origination.
There is a more concise way of putting the point: in
order to be truly morally responsible for what one does, it seems that
one would have to be the ultimate cause or origin of oneself, or at
least of some crucial part of one’s mental nature. One would have to be
causa sui, in the old terminology. But nothing can be truly or
ultimately causa sui in any respect
at all. Even if the property of being causa sui is allowed to belong
unintelligibly
to God, it cannot plausibly be supposed to be possessed by ordinary
finite
human beings. ‘The causa sui is the best self-contradiction that has
been conceived so far’, as Nietzsche remarked in 1886:
it is a sort of rape and perversion of logic. But the
extravagant pride of man has managed to entangle itself profoundly and
frightfully with just this nonsense. The desire for ‘freedom of the
will’ in the superlative metaphysical sense, which still holds sway,
unfortunately, in the minds of the half-educated; the desire to bear
the entire and ultimate responsibility for one’s actions oneself, and
to absolve God, the world, ancestors, chance, and society involves
nothing less than to be precisely this causa sui and, with more than
Baron Münchhausen’s audacity, to pull oneself up into existence by
the hair, out of the swamps of nothingness.... (Beyond Good and Evil,
§21)
In fact, nearly all of those who believe in strong
free will do so without any conscious thought that it requires ultimate
self-origination. It remains true that such self-origination is the
only thing that could actually ground the kind of strong free will that
is regularly believed in. And it does seem that one way in which the
belief in strong free will manifests itself
is in the very vague and (necessarily) unexamined belief that many have
that
they are somehow or other radically responsible for their general
mental
nature, or at least for certain crucial aspects of it.
The pessimists’ argument may seem contrived, but
essentially the same argument can be given in a more natural form as
follows.
(1) It is undeniable that one is the way one is,
initially, as a result of heredity and early experience.
(2) It is undeniable that these are things for which
one cannot be held to be in any way responsible (this might not be true
if there were reincarnation, but reincarnation would just shift the
problem backwards).
(3) One cannot at any later stage of one’s life hope
to accede to true or ultimate responsibility for the way one is by
trying to change the way one already is as a result of one’s heredity
and previous
experience.
For one may well try to change oneself, but
(4) both the particular way in which one is moved to
try to change oneself, and the degree of one’s success in one’s attempt
at change, will be determined by how one already is as a result of
heredity and previous experience.
And
(5) any further changes that one can bring about only
after one has brought about certain initial changes will in turn be
determined, via the initial changes, by heredity and previous
experience.
(6) This may not be the whole story, for it may be
that some changes in the way one is are traceable to the influence of
indeterministic or random factors.
But
(7) it is foolish to suppose that indeterministic or
random factors, for which one is ex hypothesi in no way responsible,
can in themselves contribute to one’s being truly or ultimately
responsible for how one is.
The claim, then, is not that people cannot change the
way they are. They can, in certain respects (which tend to be
exaggerated by North
Americans and underestimated, perhaps, by members of many other
cultures). The claim is only that people cannot be supposed to change
themselves in such
a way as to be or become truly or ultimately responsible for the way
they
are, and hence for their actions. One can put the point by saying that
the
way you are is, ultimately, in every last detail, a matter of luck—good
or bad.
4 Moral responsibility
Two main questions are raised by the pessimists’
arguments. First, is it really true that one needs to be self-creating
or
causa sui in some way, in order to be truly or ultimately
responsible
for what one does, as step (2) of the pessimists’ argument asserts?
This question will be delayed until §6, because a more basic
question
arises: What notion of responsibility is being appealed to in this
argument?
What exactly is this ‘ultimate’ responsibility that we are held
to believe in, in spite of Nietzsche’s scorn? And if we do believe
in it, what makes us believe in it?
One dramatic way to characterize the notion of
ultimate responsibility is by reference to the story of heaven and
hell: ‘ultimate’ moral responsibility is responsibility of such a kind
that, if we have it, it makes sense to propose that it could be just to
punish some of us with torment in hell and reward others with bliss in
heaven. It makes sense because what we do is absolutely up to us. The
words ‘makes sense’ are stressed because one certainly does not have to
believe in the story of heaven and hell in order to understand the
notion of ultimate responsibility that it is used to illustrate. Nor
does one have to believe in the story of heaven and hell in order to
believe in ultimate responsibility (many atheists have believed in it).
One doesn’t have to have heard of it.
The story is useful because it illustrates the kind of
absolute or ultimate responsibility that many have supposed—and do
suppose—themselves to have. It is particularly vivid when one is
specifically
concerned with moral responsibility, and with questions of desert
(punishment
and reward) , but it serves equally well to illustrate the sense of
radical
freedom and responsibility that may be had by a self-conscious agent
that
has no concept of morality. And one does not have to refer to the story
of
heaven and hell in order to describe the sorts of everyday situation
that
are perhaps primarily influential in giving rise to our belief in
ultimate
responsibility. Suppose you set off for a shop on the evening of a
national
holiday, intending to buy a cake with your last ten pound note.
Everything
is closing down. There is one cake left; it costs ten pounds. On the
steps
of the shop someone is shaking an Oxfam tin. You stop, and it seems
completely
clear to you that it is entirely up to you what you do next. That is,
it
seems clear to you that you are truly, radically free to choose, in
such
a way that you will be ultimately responsible for whatever you do
choose.
You can put the money in the tin, or go in and buy the cake, or just
walk
away. (You are not only completely free to choose. You are not free not
to
choose.)
Standing there, you may believe that determinism is
true. You may believe that in five minutes time you will be able to
look back on the situation you are now in and say, of what you will by
then have done, ‘It was determined that I should do that’. But even if
you do believe this, it does not seem to undermine your current sense
of the absoluteness of your freedom, and of your moral responsibility
for your choice.
One diagnosis of this phenomenon is that one can’t
really believe that determinism is true, in such situations of choice,
and can’t help thinking that the falsity of determinism might make
freedom possible. But the feeling of ultimate responsibility
seems to remain inescapable even if one doesn’t think this, and even if
one has been convinced by the entirely general argument against
ultimate responsibility given in §3. Suppose one accepts that no
one can be in any way causa sui, and that one would have to be causa
sui (in certain crucial mental respects) in order to be ultimately
responsible for one’s actions. This does not
seem to have any impact on one’s sense of one’s radical freedom and
responsibility, as one stands there, wondering what to do. One’s
radical responsibility seems to stem simply from the fact that one is
fully conscious of one’s situation, and knows that one can choose, and
believes that one action is morally better than the other. This seems
to be immediately enough to confer full and ultimate responsibility.
And yet it cannot really do so, according to the pessimists. For
whatever one actually does, one will do what one does because of the
way one is, and the way one is is something for which one neither is
nor can be responsible, however self-consciously aware of one’s
situation one is.
The example of the cake may be artificial, but similar
situations of choice occur regularly in human life. They are the
experiential
rock on which the belief in ultimate responsibility is founded. The
belief
often takes the form of belief in specifically moral, desert-implying
responsibility. But an agent could have a sense of ultimate
responsibility without possessing any conception of morality, as noted,
and there is an interesting intermediate case: an agent could have an
irrepressible experience of ultimate responsibility, and believe in
objective moral right and wrong, while still denying the coherence of
the notion of desert.
5 Metaphysics and
moral psychology
We now have the main elements of the problem of free
will. It is natural to start with the compatibilist position; but
this has only to be stated to trigger the objection that compatibilism
cannot possibly satisfy our intuitions about moral responsibility.
According to this objection, an incompatibilist notion of free will is
essential in order to make sense of the idea that we are genuinely
morally responsible. But this view, too, has only to be stated to
trigger the pessimists’ objection that indeterministic occurrences
cannot possibly contribute to moral responsibility: one can hardly be
supposed to be more truly morally responsible for one’s choices and
actions or character if indeterministic occurrences have played a part
in
their causation than if they have not played such a part. Indeterminism
gives
rise to unpredictability, not responsibility. It cannot help in any way
at
all.
The pessimists therefore conclude that strong free
will is not possible, and that ultimate responsibility is not possible
either. So no punishment or reward is ever truly just or fair, when it
comes to moral matters.
This conclusion may prompt a further question: What
exactly is this ‘ultimate’ responsibility that we are supposed to
believe in? One answer refers to the story of heaven and hell, which
serves to illustrate the kind of responsibility that is shown to be
impossible by the pessimists’ argument, and which many people do
undoubtedly believe themselves to have, however fuzzily they think
about the matter. A less colourful answer has the
same import, although it needs more thought: ‘ultimate’ responsibility
exists if and only if punishment and reward can be fair without having
any pragmatic justification.
Now the argument may cycle back to compatibilism.
Pointing out that that ‘ultimate’ moral responsibility is obviously
impossible, compatibilists may claim that we should rest content with
the compatibilist account of things—since it is the best we can do. But
this claim reactivates the incompatibilist objection, and the cycle
continues.
There is an alternative strategy at this point: quit
the traditional metaphysical circle for the domain of moral psychology.
The principal positions in the traditional metaphysical debate are
clear. No radically new
option is likely to emerge after millennia of debate. The interesting
questions
that remain are primarily psychological: Why do we believe we have
strong
free will and ultimate responsibility of the kind that can be
characterized by reference to the story of heaven and hell? What is it
like to live with this belief? What are its varieties? How might we be
changed by dwelling intensely
on the view that ultimate responsibility is impossible? And so on.
A full answer to these questions is beyond the scope
of this article, but one fundamental cause of our belief in ultimate
responsibility has been mentioned. It lies in the experience of choice
that we have as self-conscious agents who are able to be fully
conscious of what they are doing when they deliberate about what to do
and make choices. (We choose between the Oxfam box and the cake; or
make a difficult, morally neutral choice about which of two paintings
to buy.) This raises an interesting question: Is it true that any
self-conscious agent that faces choices and is fully aware of the fact
that it does so must experience itself as having strong free will, or
as being radically self-determining, simply in virtue of the fact that
it is a self-conscious agent (and whether or not it has a conception of
moral responsibility)? It seems that we cannot live or experience our
choices as determined, even if determinism is true. But perhaps this is
a human peculiarity, not an inescapable feature of any possible
self-conscious agent. And perhaps it is not even universal among human
beings.
Other causes of the belief in strong free will have
been suggested. Hume stressed our experience of serious indecision, as
above. Spinoza
proposed that one of the causes is simply that we are not conscious of
the
determined nature of our desires. Kant held that our experience of
moral
obligation makes belief in strong free will inevitable. P. F. Strawson
argued
that the fundamental fact is that we are irresistibly committed to
certain
natural reactions to other people like gratitude and resentment.
Various
other suggestions have been made: those who think hard about free will
are
likely to become convinced that investigation of the complex moral
psychology
of the belief in freedom, and of the possible moral and psychological
consequences
of altering the belief, is the most fruitful area of research that
remains.
New generations, however, will continue to launch themselves onto the
old
metaphysical roundabout.
6 Challenges to
pessimism
The preceding discussion attempts to illustrate the
internal dynamic of the free will debate, and to explain why the debate
is likely to
continue for as long as human beings can think. The basic point is
this: powerful
logical or metaphysical reasons for supposing that we can’t have strong
free will keep coming up against equally powerful psychological reasons
why
we can’t help believing that we do have it. The pessimists’ or
no-freedom theorists’ conclusions may seem irresistible during
philosophical discussion, but they are likely to lose their force, and
seem obviously irrelevant to life, when one stops philosophizing.
Various challenges to the pessimists’ argument have
been proposed, some of which appear to be supported by the experience
or ‘phenomenology’
of choice. One challenge grants that one cannot be ultimately
responsible
for one’s mental nature—one’s character, personality, or
motivational structure—but denies that it follows that one can’t
be truly morally responsible for what one does (it therefore challenges
step
(2) of the argument set out in §3).
This challenge has at least two versions. One has
already been noted: we are attracted by the idea that our capacity for
fully explicit self-conscious deliberation, in a situation of choice,
suffices by itself to constitute us as truly morally responsible agents
in the strongest possible sense. The idea is that such full
self-conscious awareness somehow renders irrelevant the fact that one
neither is nor can be ultimately responsible for any aspect of one’s
mental nature. On this view, the mere fact of
one’s self-conscious presence in the situation of choice can confer
true moral responsibility: it may be undeniable that one is, in the
final analysis, wholly constituted as the sort of person one is by
factors for which
one cannot be in any way ultimately responsible; but the threat that
this
fact appears to pose to one’s claim to true moral responsibility is
simply obliterated by one’s self-conscious awareness of one’s situation.
The pessimists reply: This may correctly describe a
strong source of belief in ultimate (moral) responsibility, but it is
not an account of something that could constitute ultimate (moral)
responsibility. When one
acts after explicit self-conscious deliberation, one acts for certain
reasons.
But which reasons finally weigh with one is a matter of one’s mental
nature, which is something for which one cannot be in any way
ultimately responsible.
One can certainly be a morally responsible agent in the sense of being
aware
of distinctively moral considerations when one acts. But one cannot be
morally
responsible in such a way that one is ultimately deserving of
punishment
or reward for what one does.
The conviction that fully explicit self-conscious
awareness of one’s situation can be a sufficient foundation of strong
free will is extremely powerful. The no-freedom theorists’ argument
seems to show
that it is wrong, but it is a conviction that runs deeper than rational
argument,
and it survives untouched, in the everyday conduct of life, even after
the
validity of the no-freedom theorists’ argument has been admitted.
Another version of the challenge runs as follows. The
reason why one can be truly or ultimately (morally) responsible for
what one does is that one’s self is, in some crucial sense, independent
of one’s general mental nature (one’s character, personality,
motivational structure, and so on). Suppose one faces a difficult
choice between A, doing one’s duty, and B, following one’s non-moral
desires. The pessimists describe this situation as follows: Given one’s
mental nature, they say, one responds in a certain way. One is swayed
by reasons for and against both A
and B. One tends towards A or B, and in the end one does one or the
other, given one’s mental nature, which is something for which one
cannot be
ultimately responsible.
Those who challenge this description say that it
reckons without the self—without what one might call ‘the agent-self’.
As an agent-self, one is in some way independent of one’s mental
nature. One’s mental nature inclines one to do one thing rather than
another, but it does not thereby necessitate one to do one thing rather
than the other. (The distinction between inclining and necessitating
derives from Leibniz.) As an agent-self, one incorporates a power of
free decision that is independent of all the particularities of one’s
mental nature in such a way that one can after all count as truly and
ultimately morally responsible in one’s decisions and actions even
though one is not ultimately responsible for any aspect of one’s mental
nature.
The pessimists reply: Even if one grants the validity
of this conception of the agent-self for the sake of argument, it
cannot help to establish ultimate moral responsibility. According to
the conception, the
agent-self decides in the light of the agent’s mental nature, but is
not determined by the agent’s mental nature. The following question
immediately arises: Why does the agent-self decide as it does? The
general answer is clear. Whatever the agent-self decides, it decides as
it does because of the overall way it is; and this necessary truth
returns us to where we started. For once again, it seems that the
agent-self must be responsible for being the way it is, in order to be
a source of true or ultimate responsibility. But this is impossible,
for the reasons given in §3: nothing can be causa
sui in the required way. Whatever the nature of the agent-self, it is
ultimately
a matter of luck (or, for those who believe in God, a matter of grace).
It
may be proposed that the agent-self decides as it does partly or wholly
because
of the presence of indeterministic occurrences in the decision process.
But
it is clear that indeterministic occurrences can never be a source of
true
(moral) responsibility.
Some believe that free will and moral responsibility
are above all a matter of being governed in one’s choices and actions
by reason—or by Reason with a capital ‘R’. But possession of
the property of being governed by Reason cannot be a ground of radical
moral
responsibility as ordinarily understood. It cannot be a property that
makes
punishment (for example) ultimately just or fair for those who possess
it,
and unfair for those who do not possess it. Why not? Because to be
morally responsible, on this view, is simply to possess one sort of
motivational set
among others. It is to value or respond naturally to rational
considerations—which are often thought to include moral considerations,
by those who propound this
view. It is to have a general motivational set that may be attractive,
and
that may be more socially beneficial than many others. But there is no
escape
from the fact that someone who does possess such a motivational set is
simply
lucky to possess it—if it is indeed a good thing—while someone
who lacks it is unlucky.
This may be denied. It may be said that some people
struggle to become more morally responsible, and make an enormous
effort. Their moral responsibility is then not a matter of luck; it is
their own hard won achievement.
The pessimists’ reply is immediate. Suppose you are
someone who struggles to be morally responsible, and make an enormous
effort. Well, that too is a matter of luck. You are lucky to be someone
who has a character of a sort that disposes you to make that sort of
effort. Someone who lacks a character of that sort is merely unlucky.
Kant is a famous example of a philosopher who was attracted by the idea
that to display free will is
to be governed by Reason in one’s actions. But he became aware of the
problem just described, and insisted, in a later work, that ‘man
himself
must make or have made himself into whatever, in a moral sense, whether
good
or evil, he is to become. Either condition must be an effect of his
free
choice; for otherwise he could not be held responsible for it and could
therefore
be morally neither good nor evil’. Since he was committed to belief
in ultimate moral responsibility, Kant held that such self-creation
does
indeed take place, and wrote accordingly of ‘man’s character, which he
himself creates’, and of ‘knowledge [that one has] of oneself as a
person who ...is his own originator’. Here he made the demand for
self-creation that is natural for someone who believes in ultimate
moral responsibility and who thinks through what is required for it.
In the end, luck swallows everything. This is one way
of putting the point that there can be no ultimate responsibility,
given the natural, strong conception of responsibility that was
characterized at the beginning of §4. Relative to that conception,
no punishment or reward is ever ultimately just or fair, however
natural or useful or otherwise humanly appropriate it may be or seem.
The facts are clear, and they have been known for a
long time. When it comes to the metaphysics of free will, André
Gide’s remark is apt: ‘Everything has been said before, but since
nobody listens we have to keep going back and beginning all over
again’. It seems that
the only freedom that we can have is compatibilist freedom.
If—since—that is not enough for ultimate responsibility, we cannot have
ultimate responsibility. The only alternative to this conclusion is to
appeal to God and mystery—this in order to back up the claim that
something that appears to be provably impossible
is not only possible but actual.
The debate continues; some have thought that
philosophy ought to move on. There is little reason to expect that it
will do so, as each new generation arises bearing philosophers gripped
by the conviction that they can have ultimate responsibility. Would it
be a good thing if philosophy did move on, or if we became more
clear-headed about the topic of free will than we are? It’s hard
to say.
Normal | Teacher | Scholar
|