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Prolegomena to Any Future Metaphysics (Excerpts)
INTRODUCTION
These Prolegomena are destined for the use, not of pupils,
but of future teachers, and even the latter should not expect
that they will be serviceable for the systematic exposition of a
ready-made science, but merely for the discovery of the science
itself.
There are scholars, to whom the history of philosophy
(both ancient and modern) is philosophy itself; for these the
present Prolegomena are not written. They must wait till those
who endeavor to draw from the fountain of reason itself have
completed their work; it will then be the historian’s turn to
inform the world of what has been done. Unfortunately, nothing
can be said, which in their opinion has not been said before, and
truly the same prophecy applies to all future time; for since the
human reason has for many centuries speculated upon innumerable
objects in various ways, it is hardly to be expected that we
should not be able to discover analogies for every new idea among
the old sayings of past ages.
My object is to persuade all those who think Metaphysics
worth studying, that it is absolutely necessary to pause a
moment, and, neglecting all that has been done, to propose first
the preliminary question, ’Whether such a thing as metaphysics be
at all possible?’
If it be a science, how comes it that it cannot, like other
sciences, obtain universal and permanent recognition ? If not,
how can it maintain its pretensions, and keep the human mind in
suspense with hopes, never ceasing, yet never fulfilled? Whether
then we demonstrate our knowledge or our ignorance in this field,
we must come once for all to a definite conclusion respecting the
nature of this so-called science, which cannot possibly remain on
its present footing. It seems almost ridiculous, while every
other science is continually advancing, that in this, which
pretends to be Wisdom incarnate, for whose oracle every one
inquires, we should constantly move round the same spot, without
gaining a single step. And so its followers having melted away,
we do not find men confident of their ability to shine in other
sciences venturing their reputation here, where everybody,
however ignorant in other matters, may deliver a final verdict,
as in this domain there is as yet no standard weight and measure
to distinguish sound knowledge from shallow talk.
After all it is nothing extraordinary in the elaboration of
a science, when men begin to wonder how far it has advanced, that
the question should at last occur, whether and how such a science
is possible? Human reason so delights in constructions, that it
has several times built up a tower, and then razed it to examine
the nature of the foundation. It is never too late to become
wise; but if the change comes late, there is always more
difficulty in starting a reform.
The question whether a science be possible, presupposes a
doubt as to its actuality. But such a doubt offends the men whose
whole possessions consist of this supposed jewel; hence he who
raises the doubt must expect opposition from all sides. Some, in
the proud consciousness of their possessions, which are ancient,
and therefore considered legitimate, will take their metaphysical
compendia in their hands, and look down on him with contempt;
others, who never see anything except it be identical with what
they have seen before, will not understand him, and everything
will remain for a time, as if nothing had happened to excite the
concern, or the hope, for an impending change.
Nevertheless, I venture to predict that the independent
reader of these Prolegomena will not only doubt his previous
science, but ultimately be fully persuaded, that it cannot exist
unless the demands here stated on which its possibility depends,
be satisfied; and, as this has never been done, that there is, as
yet, no such thing as Metaphysics. But as it can never cease to
be in demand,2 -- since the interests of common sense are
intimately interwoven with it, he must confess that a radical
reform, or rather a new birth of the science after an original
plan, are unavoidable, however men may struggle against it for a
while.
Since the Essays of Locke and Leibniz, or rather since the
origin of metaphysics so far as we know its history, nothing has
ever happened which was more decisive to its fate than the attack
made upon it by David Hume. He threw no light on this species of
knowledge, but he certainly struck a spark from which light might
have been obtained, had it caught some inflammable substance and
had its smoldering fire been carefully nursed and developed.
Hume started from a single but important concept in
Metaphysics, viz., that of Cause and Effect (including its
derivatives force and action, etc.). He challenges reason, which
pretends to have given birth to this idea from herself, to answer
him by what right she thinks anything to be so constituted, that
if that thing be posited, something else also must necessarily be
posited; for this is the meaning of the concept of cause. He
demonstrated irrefutably that it was perfectly impossible for
reason to think a priori and by means of concepts a combination
involving necessity. We cannot at all see why, in consequence of
the existence of one thing, another must necessarily exist, or
how the concept of such a combination can arise a priori. Hence
he inferred, that reason was altogether deluded with reference to
this concept, which she erroneously considered as one of her
children, whereas in reality it was nothing but a bastard of
imagination, impregnated by experience, which subsumed certain
representations under the Law of Association, and mistook the
subjective necessity of habit for an objective necessity arising
from insight. Hence he inferred that reason had no power to think
such, combinations, even generally, because her concepts would
then be purely fictitious, and all her pretended a priori
cognitions nothing but common experiences marked with a false
stamp. In plain language there is not, and cannot be, any such
thing as metaphysics at all.
However hasty and mistaken Hume’s conclusion may appear, it
was at least founded upon investigation, and this investigation
deserved the concentrated attention of the brighter spirits of
his day as well as determined efforts on their part to discover,
if possible, a happier solution of the problem in the sense
proposed by him, all of which would have speedily resulted in a
complete reform of the science.
But Hume suffered the usual misfortune of metaphysicians, of
not being understood. It is positively painful to see bow utterly
his opponents, Reid, Oswald, Beattie, and lastly Priestley,
missed the point of the problem; for while they were ever taking
for granted that which he doubted, and demonstrating with zeal
and often with impudence that which he never thought of doubting,
they so misconstrued his valuable suggestion that everything
remained in its old condition, as if nothing had happened.
Hume never doubted the concept of cause, only whether it could be discovered a priori, by analytic reason alone without synthetic experience. This was Hume’s problem.
The question was not whether the concept of cause was right,
useful, and even indispensable for our knowledge of nature, for
this Hume had never doubted; but whether that concept could be
thought by reason a priori, and consequently whether it possessed
an inner truth, independent of all experience, implying a wider
application than merely to the objects of experience. This was
Hume’s problem. It was a question concerning the origin, not
concerning the indispensable need of the concept. Were the former
decided, the conditions of the use and the sphere of its valid
application would have been determined as a matter of course.
But to satisfy the conditions of the problem, the opponents
of the great thinker should have penetrated very deeply into the
nature of reason, so far as it is concerned with pure thinking, - a
task which did not suit them. They found a more convenient method
of being defiant without any insight, viz., the appeal to common
sense. It is indeed a great gift of God, to possess right, or (as
they now call it) plain common sense. But this common sense must
be shown practically, by well-considered and reasonable thoughts
and words, not by appealing to it as an oracle, when no rational
justification can be advanced. To appeal to common sense, when
insight and science fail, and no sooner-this is one of the subtle
discoveries of modern times, by means of which the most
superficial ranter can safely enter the lists with the most
thorough thinker, and hold his own. But as long as a particle of
insight remains, no one would think of having recourse to this
subterfuge. For what is it but an appeal to the opinion of the
multitude, of whose applause the philosopher is ashamed, while
the popular charlatan glories and confides in it? I should think
that Hume might fairly have laid as much claim to common sense as
Beattie, and in addition to a critical reason (such as the latter
did not possess), which keeps common sense in check and prevents
it from speculating, or, if speculations are under discussion
restrains the desire to decide because it cannot satisfy itself
concerning its own arguments. By this means alone can common
sense remain sound. Chisels and hammers may suffice to work a
piece of wood, but for steel-engraving we require an engraver’s
needle. Thus common sense and speculative understanding are each
serviceable in their own way, the former in judgments which apply
immediately to experience, the latter when we judge universally
from mere concepts, as in metaphysics, where sound common sense,
so called in spite of the inapplicability of the word, has no
right to judge at all.
Hume’s concern was that we cannot discover from experience alone (e.g., "constant conjunctions") the concept of causality. Inductive logic provides no proof, no necessity.
I openly confess, the suggestion of David Hume was the very
thing, which many years ago first interrupted my dogmatic
slumber, and gave my investigations in the field of speculative
philosophy quite a new direction. I was far from following him in
the conclusions at which he arrived by regarding, not the whole
of his problem, but a part, which by itself can give us no
information. If we start from a well-founded, but undeveloped,
thought, which another has bequeathed to us, we may well hope by
continued reflection to advance farther than the acute man, to
whom we owe the first spark of light.
It is metaphysics that discovers many connections, like that between cause and effect, not from experience, as Hume thought, but from pure understanding.
I therefore first tried whether Hume’s objection could not
be put into a general form, and soon found that the concept of
the connection of cause and effect was by no means the only idea
by which the understanding thinks the connection of things a
priori, but rather that metaphysics consists altogether of such
connections. I sought to ascertain their number, and when I had
satisfactorily succeeded in this by starting from a single
principle, I proceeded to the deduction of these concepts, which
I was now certain were not deduced from experience, as Hume had
apprehended, but sprang from the pure understanding. This
deduction (which seemed impossible to my acute predecessor, which
had never even occurred to any one else, though no one had
hesitated to use the concepts without investigating the basis of
their objective validity) was the most difficult task ever
undertaken in the service of metaphysics; and the worst was that
metaphysics, such as it then existed, could not assist me in the
least, because this deduction alone can render metaphysics
possible. But as soon as I had succeeded in solving Hume’s
problem not merely in a particular case, but with respect to the
whole faculty of pure reason, I could proceed safely, though
slowly, to determine the whole sphere of pure reason completely
and from general principles, in its circumference as well as in
its contents. This was required for metaphysics in order to
construct its system according to a reliable method.
But I fear that the execution of Hume’s problem in its
widest extent (viz., my Critique of the Pure Reason) will fare as
the problem itself fared, when first proposed. It will be
misjudged because it is misunderstood, and misunderstood because
men choose to skim through the book, and not to think through its
disagreeable task, because the work is dry, obscure, opposed to
all ordinary notions, and moreover long-winded. I confess,
however, I did not expect, to hear from philosophers complaints
of want of popularity, entertainment, and facility, when the
existence of a highly prized and indispensable cognition is at
stake, which cannot be established otherwise, than by the
strictest rules of methodic precision. Popularity may follow, but
is inadmissible at the beginning. Yet as regards a certain
obscurity, arising partly from the diffuseness of the plan, owing
to which. the principal points of the investigation are easily
lost sight of, the complaint is just, and I intend to remove it
by the present Prolegomena.
The first-mentioned work, which discusses the pure faculty
of reason in its whole compass and bounds, will remain the
foundation, to which the Prolegomena, as a preliminary, exercise,
refer; for our critique must first be established as a complete
and perfected science, before we can think of letting Metaphysics
appear on the scene, or even have the most distant hope of
attaining it.
We have been long accustomed to seeing antiquated knowledge
produced as new by taking it out of its former context, and
reducing it to system in a new suit of any fancy pattern under
new titles. Most readers will set out by expecting nothing else
from the Critique; but these Prolegomena may persuade him that it
is a perfectly new science, of which no one has ever even
thought, the very idea of which was unknown, and for which
nothing hitherto accomplished can be of the smallest use, except
it be the suggestion of Hume’s doubts. Yet even he did not
suspect such a formal science, but ran his ship ashore, for
safety’s sake, landing on skepticism, there to let it lie and
rot; whereas my object is rather to give it a pilot, who, by
means of safe astronomical principles drawn from a knowledge of
the globe, and provided with a complete chart and compass, may
steer the ship safely, whither he listeth.
If in a new science, which is wholly isolated and unique in
its kind, we started with the prejudice that we can judge of
things by means of our previously acquired knowledge, which., is
precisely what has first to be called in question, we should only
fancy we saw everywhere what we had already known, because the
expressions, having a similar sound, only that all would appear
utterly metamorphosed, senseless and unintelligible, because we
should have as a foundation out own notions, made by long habit a
second nature, instead of the author’s. But the longwindedness of
the work, so far as it depends on the subject, and not the
exposition, its consequent unavoidable dryness and its scholastic
precision are qualities which can only benefit the science,
though they may discredit the book.
Few writers are gifted with the subtlety, and at the same
time with the grace, of David Hume, or with the depth, as well as
the elegance, of Moses Mendelssohn. Yet I flatter myself I might
have made my own exposition popular, had my object been merely to
sketch out a plan and leave its completion to others instead of
having my heart in the welfare of the science, to which I had
devoted myself so long; in truth, it required no little
constancy, and even self-denial, to postpone the sweets of an
immediate success to the prospect of a slower, but more lasting,
reputation.
Making plans is often the occupation of an opulent and
boastful mind, which thus obtains the reputation of a creative
genius, by demanding what it cannot itself supply; by censuring,
what it cannot improve; and by proposing, what it knows not where
to find. And yet something more should belong to a sound plan of
a general critique of pure reason than mere conjectures, if this
plan is to be other than the usual declamations of pious
aspirations. But pure reason is a sphere so separate and self-contained,
that we cannot touch a part without affecting all the
rest. We can therefore do nothing without first determining the
position; of each part, and its relation to the rest. For, inasmuch as our
judgment cannot be corrected by anything without, the validity
and use of every part depends upon the relation in which it
stands to all the rest within the domain of reason, just as in the structure of an organized body, the end of each
member can only be deduced from the full conception of the whole.
It may, then, be said of such a critique that it is never
trustworthy except it be perfectly complete, down to the smallest
elements of pure reason. In the sphere of this faculty you can
determine either everything or nothing.
But although a mere sketch, preceding the Critique of Pure
Reason, would be unintelligible, unreliable, and useless, it is
all the more useful as a sequel. For so we are able to grasp the
whole, to examine in detail the chief points of importance in the
science, and to improve in many respects our exposition, as
compared with the first execution of the work.
That work being completed, I offer here such a plan
which is sketched out after an analytical method, while the Critique
itself had to be executed in the synthetical style, in order that
the science may present all its articulations, as the structure
of a peculiar cognitive faculty, in their natural combination.
But should any reader find this plan, which I publish as the
Prolegomena to Any Future Metaphysics, still obscure, let him
consider that not every one is bound to study Metaphysics, that
many minds will succeed very well, in the exact and even in deep
sciences,
For Kant, the essence of metaphysics is found in abstract concepts
more closely allied to intuition while
they cannot succeed in investigations dealing exclusively with
abstract concepts. In such cases men should apply their talents
to other subjects. But he who undertakes to judge, or still more,
to construct, a system of Metaphysics, must satisfy the demands
here made, either by adopting my solution, or by thoroughly
refuting it, and substituting another. To evade it is impossible.
In conclusion, let it be remembered that this much-abused
obscurity (frequently serving as a mere pretext under which
people hide their own indolence or dullness) has its uses, since
all who in other sciences observe a judicious silence, speak
authoritatively in metaphysics and make bold decisions, because
their ignorance is not here contrasted with the knowledge of
others. Yet it does contrast with sound critical principles,
which we may therefore commend in the words of Virgil:
" Ignavum, fucos, pecus a praesepibus arcent."
In this section, Kant summarizes the complex and disturbingly obscure ideas of his Critique of Pure Reason
§ 26 The third table of Principles drawn from the
nature of the understanding itself after the critical method,
shows an inherent perfection, which raises it far above every
other table which has hitherto though in vain been tried or may
yet be tried by analyzing the objects themselves dogmatically. It
exhibits all synthetical a priori principles completely and
according to one principle, viz., the faculty of judging in
general, constituting the essence of experience as regards the
understanding, so that we can be certain that there are no more
such principles, which affords a satisfaction such as can never
be attained by the dogmatical method. Yet is this not all: there
is a still greater merit in it.
We must carefully bear in mind the proof which shows the
possibility of this cognition a priori, and at the same time
limits all such principles to a condition which must never be
lost sight of, if we desire it not to be misunderstood, and
extended in use beyond the original sense which the understanding
attaches to it. This limit is that they contain nothing but the
conditions of possible experience in general so far as it is
subjected to laws a priori. Consequently I do not say, that
things in themselves possess a quantity, that their actuality
possesses a degree, their existence a connection of accidents in
a substance, etc. This nobody can prove, because such a
synthetical connection from mere concepts, without any reference
to sensuous intuition on the one side, or connection of it in a
possible experience on the other, is absolutely impossible. The
essential limitation of the concepts in these principles then is:
That all things stand necessarily a priori under the
aforementioned conditions, as objects of experience only.
Kant seems to think "appearances" are material and not carrying any form (information?) Yet that which is in appearances does not itself occupy any part of space or of time (thus immaterial?)
Hence there follows secondly a specifically peculiar mode of
proof of these principles: they are not directly referred to
appearances and to their relations, but to the possibility of
experience, of which appearances constitute the matter only, not
the form. Thus they are referred to objectively and universally
valid synthetical propositions, in which we distinguish judgments
of experience from those of perception. This takes place because
appearances, as mere intuitions, occupying a part of space and
time, come under the concept of Quantity, which unites their
multiplicity a priori according to rules synthetically. Again, so
far as the perception contains, besides intuition, sensibility,
and between the latter and nothing (i.e., the total disappearance
of sensibility), there is an ever-decreasing transition, it is
apparent that that which is in appearances must have a degree, so
far as it (viz., the perception) does not itself occupy any part
of space or of time. Still the transition to actuality from
empty time or empty space is only possible in time; consequently
though sensibility, as the quality of empirical intuition, can
never be known a priori, by its specific difference from other
sensibilities, yet it can, in a possible experience in general,
as a quantity of perception be intensely distinguished from every
other similar perception. Hence the application of mathematics to
nature, as regards the sensuous intuition by which nature is
given to us, becomes possible and is thus determined.
Above all, the reader must pay attention to the mode of
proof of the principles which occur under the title of Analogies
of Experience. For these do not refer to the genesis of
intuitions, as do the principles of applied mathematics, but to
the connection of their existence in experience; and this can be
nothing but the determination of their existence in time
according to necessary laws, under which alone the connection is
objectively valid, and thus becomes experience. The proof
therefore does not turn on the synthetical unity in the
connection of things in themselves, but merely of perceptions,
and of these not in regard to their matter, but to the
determination of time and of the relation of their existence in
it, according to universal laws. If the empirical determination
in relative time is indeed objectively valid (i.e., experience),
these universal laws contain the necessary determination of
existence in time generally (viz., according to a rule of the
understanding a priori).
In these Prolegomena I cannot further descant on the
subject, but my reader (who has probably been long accustomed to
consider experience a mere empirical synthesis of perceptions,
and hence not considered that it goes much beyond them, as it
imparts to empirical judgments universal validity, and for that
purpose requires a pure and a priori unity of the understanding)
is recommended to pay special attention to this distinction of
experience from a mere aggregate of perceptions, and to judge the
mode of proof from this point of view.
§ 27 Now we are prepared to remove Hume’s doubt. He
justly maintains, that we cannot comprehend by reason the
possibility of Causality, that is, of the reference of the
existence of one thing to the existence of another, which is
necessitated by the former. I add, that we comprehend just as
little the concept of Subsistence, that is, the necessity that at
the foundation of the existence of things there lies a subject
which cannot itself be a predicate of any other thing; nay, we
cannot even form a notion of the possibility of such a thing
(though we can point out examples of its use in experience). The
very same incomprehensibility affects the Community of things, as
we cannot comprehend bow from the state of one thing an inference
to the state of quite another thing beyond it, and vice versa,
can be drawn, and how substances which have each their own
separate existence should depend upon one another necessarily.
But I am very far from holding these concepts to be derived
merely from experience, and the necessity represented in them, to
be imaginary and a mere illusion produced in us by long habit. On
the contrary, I have amply shown, that they and the theorems
derived from them are firmly established a priori, or before all
experience, and have their undoubted objective value, though only
with regard to experience.
§ 28 Though I have no notion of such a connection of
things in themselves, that they can either exist as substances,
or act as causes, or stand in community with others (as parts of
a real whole), and I can just as little conceive such properties
in appearances as such (because those concepts contain nothing
that lies in the appearances, but only what the understanding
alone must think): we have yet a notion of such a connection of
representations in our understanding, and in judgments generally;
consisting in this that representations appear in one sort of
judgments as subject in relation to predicates, in another as
reason in relation to consequences, and in a third as parts,
which constitute together a total possible cognition. Besides we
know a priori that without considering the representation of an
object as determined in some of these respects, we can have no
valid cognition of the object, and, if we should occupy ourselves
about the object in itself, there is no possible attribute, by
which I could know that it is determined under any of these
aspects, that is, under the concept either of substance, or of
cause, or (in relation to other substances) of community, for I
have no notion of the possibility of such a connection of
existence. But the question is not how things in themselves, but
how the empirical cognition of things is determined as regards
the above aspects of judgments in general, that is, how things,
as objects of experience, can and shall be subsumed under these
concepts of the understanding. And then it is clear, that I
completely comprehend not only the possibility, but also the
necessity of subsuming all phenomena under these concepts, that
is, of using them for principles of the possibility of
experience.
§ 29 When making an experiment with Hume’s
problematical concept (his crux metaphysicorum), the concept of
cause, we have, in the first place, given a priori, by means of
logic, the form of a conditional judgment in general, i.e., we
have one given cognition as antecedent and another as
consequence. But it is possible, that in perception we may meet
with a rule of relation, which runs thus: that a certain
phenomenon is constantly followed by another (though not
conversely), and this is a case for me to use the hypothetical
judgment, and, for instance, to say, if the sun shines long
enough upon a body, it grows warm. Here there is indeed as yet no
necessity of connection, or concept of cause. But I proceed and
say, that if this proposition, which is merely a subjective
connection of perceptions, is to be a judgment of experience, it
must be considered as necessary and universally valid. Such a
proposition would be, "the sun is by its light the cause of
heat." The empirical rule is now considered as a law, and as
valid not merely of appearances but valid of them for the
purposes of a possible experience which requires universal and
therefore necessarily valid rules.
Cause is a necessary concept for the form of experience, a synthetic union of perceptions
I therefore easily comprehend
the concept of cause, as a concept necessarily belonging to the
mere form of experience, and its possibility as a synthetical
union of perceptions in consciousness generally; but I do not at
all comprehend the possibility of a thing generally as a cause,
because the concept of cause denotes a condition not at all
belonging to things, but to experience. It is nothing in fact but
an objectively valid cognition of appearances and of their
succession, so far as the antecedent can be conjoined with the
consequent according to the rule of hypothetical judgments.
§ 30 Hence if the pure concepts of the understanding do
not refer to objects of experience but to things in themselves
(noumena), they have no signification whatever. They serve, as it
were, only to decipher appearances, that we may be able to read
them as experience. The principles which arise from their
reference to the sensible world, only serve our understanding for
empirical use. Beyond this they are arbitrary combinations,
without objective reality, and we can neither know their
possibility a priori, nor verify their reference to objects, let
alone make it intelligible by any example; because examples can
only be borrowed from some possible experience, consequently the
objects of these concepts can be found nowhere but in a possible
experience.
Here is Kant's "second Copernican revolution," in which reason imposes concepts and necessary and universally valid laws (analytically) rather than abstracting them (synthetically) from experience
This complete (though to its originator unexpected) solution
of Hume’s problem rescues for the pure concepts of the
understanding their a priori origin, and for the universal laws
of nature their validity, as laws of the understanding, yet in
such a way as to limit their use to experience, because their
possibility depends solely on the reference of the understanding
to experience, but with a completely reversed mode of connection
which never occurred to Hume, not by deriving them from
experience, but by deriving experience from them.
This is therefore the result of all our foregoing inquiries:
"All synthetical principles a priori are nothing more than
principles of possible experience, and can never be referred to
things in themselves, but to appearances as objects of
experience. And hence pure mathematics as well as a pure science
of nature can never be referred to anything more than mere
appearances, and can only represent either that which makes
experience generally possible, or else that which, as it is
derived from these principles, must always be capable of being
represented in some possible experience."
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