Philosophers
Mortimer Adler Rogers Albritton Alexander of Aphrodisias Samuel Alexander William Alston Anaximander G.E.M.Anscombe Anselm Louise Antony Thomas Aquinas Aristotle David Armstrong Harald Atmanspacher Robert Audi Augustine J.L.Austin A.J.Ayer Alexander Bain Mark Balaguer Jeffrey Barrett William Barrett William Belsham Henri Bergson George Berkeley Isaiah Berlin Richard J. Bernstein Bernard Berofsky Robert Bishop Max Black Susanne Bobzien Emil du Bois-Reymond Hilary Bok Laurence BonJour George Boole Émile Boutroux Daniel Boyd F.H.Bradley C.D.Broad Michael Burke Lawrence Cahoone C.A.Campbell Joseph Keim Campbell Rudolf Carnap Carneades Nancy Cartwright Gregg Caruso Ernst Cassirer David Chalmers Roderick Chisholm Chrysippus Cicero Tom Clark Randolph Clarke Samuel Clarke Anthony Collins Antonella Corradini Diodorus Cronus Jonathan Dancy Donald Davidson Mario De Caro Democritus Daniel Dennett Jacques Derrida René Descartes Richard Double Fred Dretske John Dupré John Earman Laura Waddell Ekstrom Epictetus Epicurus Austin Farrer Herbert Feigl Arthur Fine John Martin Fischer Frederic Fitch Owen Flanagan Luciano Floridi Philippa Foot Alfred Fouilleé Harry Frankfurt Richard L. Franklin Bas van Fraassen Michael Frede Gottlob Frege Peter Geach Edmund Gettier Carl Ginet Alvin Goldman Gorgias Nicholas St. John Green H.Paul Grice Ian Hacking Ishtiyaque Haji Stuart Hampshire W.F.R.Hardie Sam Harris William Hasker R.M.Hare Georg W.F. Hegel Martin Heidegger Heraclitus R.E.Hobart Thomas Hobbes David Hodgson Shadsworth Hodgson Baron d'Holbach Ted Honderich Pamela Huby David Hume Ferenc Huoranszki Frank Jackson William James Lord Kames Robert Kane Immanuel Kant Tomis Kapitan Walter Kaufmann Jaegwon Kim William King Hilary Kornblith Christine Korsgaard Saul Kripke Thomas Kuhn Andrea Lavazza Christoph Lehner Keith Lehrer Gottfried Leibniz Jules Lequyer Leucippus Michael Levin Joseph Levine George Henry Lewes C.I.Lewis David Lewis Peter Lipton C. Lloyd Morgan John Locke Michael Lockwood Arthur O. Lovejoy E. Jonathan Lowe John R. Lucas Lucretius Alasdair MacIntyre Ruth Barcan Marcus Tim Maudlin James Martineau Nicholas Maxwell Storrs McCall Hugh McCann Colin McGinn Michael McKenna Brian McLaughlin John McTaggart Paul E. Meehl Uwe Meixner Alfred Mele Trenton Merricks John Stuart Mill Dickinson Miller G.E.Moore Thomas Nagel Otto Neurath Friedrich Nietzsche John Norton P.H.Nowell-Smith Robert Nozick William of Ockham Timothy O'Connor Parmenides David F. Pears Charles Sanders Peirce Derk Pereboom Steven Pinker U.T.Place Plato Karl Popper Porphyry Huw Price H.A.Prichard Protagoras Hilary Putnam Willard van Orman Quine Frank Ramsey Ayn Rand Michael Rea Thomas Reid Charles Renouvier Nicholas Rescher C.W.Rietdijk Richard Rorty Josiah Royce Bertrand Russell Paul Russell Gilbert Ryle Jean-Paul Sartre Kenneth Sayre T.M.Scanlon Moritz Schlick John Duns Scotus Arthur Schopenhauer John Searle Wilfrid Sellars David Shiang Alan Sidelle Ted Sider Henry Sidgwick Walter Sinnott-Armstrong Peter Slezak J.J.C.Smart Saul Smilansky Michael Smith Baruch Spinoza L. Susan Stebbing Isabelle Stengers George F. Stout Galen Strawson Peter Strawson Eleonore Stump Francisco Suárez Richard Taylor Kevin Timpe Mark Twain Peter Unger Peter van Inwagen Manuel Vargas John Venn Kadri Vihvelin Voltaire G.H. von Wright David Foster Wallace R. Jay Wallace W.G.Ward Ted Warfield Roy Weatherford C.F. von Weizsäcker William Whewell Alfred North Whitehead David Widerker David Wiggins Bernard Williams Timothy Williamson Ludwig Wittgenstein Susan Wolf Scientists David Albert Michael Arbib Walter Baade Bernard Baars Jeffrey Bada Leslie Ballentine Marcello Barbieri Gregory Bateson Horace Barlow John S. Bell Mara Beller Charles Bennett Ludwig von Bertalanffy Susan Blackmore Margaret Boden David Bohm Niels Bohr Ludwig Boltzmann Emile Borel Max Born Satyendra Nath Bose Walther Bothe Jean Bricmont Hans Briegel Leon Brillouin Stephen Brush Henry Thomas Buckle S. H. Burbury Melvin Calvin Donald Campbell Sadi Carnot Anthony Cashmore Eric Chaisson Gregory Chaitin Jean-Pierre Changeux Rudolf Clausius Arthur Holly Compton John Conway Jerry Coyne John Cramer Francis Crick E. P. Culverwell Antonio Damasio Olivier Darrigol Charles Darwin Richard Dawkins Terrence Deacon Lüder Deecke Richard Dedekind Louis de Broglie Stanislas Dehaene Max Delbrück Abraham de Moivre Bernard d'Espagnat Paul Dirac Hans Driesch John Eccles Arthur Stanley Eddington Gerald Edelman Paul Ehrenfest Manfred Eigen Albert Einstein George F. R. Ellis Hugh Everett, III Franz Exner Richard Feynman R. A. Fisher David Foster Joseph Fourier Philipp Frank Steven Frautschi Edward Fredkin Augustin-Jean Fresnel Benjamin Gal-Or Howard Gardner Lila Gatlin Michael Gazzaniga Nicholas Georgescu-Roegen GianCarlo Ghirardi J. Willard Gibbs James J. Gibson Nicolas Gisin Paul Glimcher Thomas Gold A. O. Gomes Brian Goodwin Joshua Greene Dirk ter Haar Jacques Hadamard Mark Hadley Patrick Haggard J. B. S. Haldane Stuart Hameroff Augustin Hamon Sam Harris Ralph Hartley Hyman Hartman Jeff Hawkins John-Dylan Haynes Donald Hebb Martin Heisenberg Werner Heisenberg John Herschel Basil Hiley Art Hobson Jesper Hoffmeyer Don Howard John H. Jackson William Stanley Jevons Roman Jakobson E. T. Jaynes Pascual Jordan Eric Kandel Ruth E. Kastner Stuart Kauffman Martin J. Klein William R. Klemm Christof Koch Simon Kochen Hans Kornhuber Stephen Kosslyn Daniel Koshland Ladislav Kovàč Leopold Kronecker Rolf Landauer Alfred Landé Pierre-Simon Laplace Karl Lashley David Layzer Joseph LeDoux Gerald Lettvin Gilbert Lewis Benjamin Libet David Lindley Seth Lloyd Werner Loewenstein Hendrik Lorentz Josef Loschmidt Alfred Lotka Ernst Mach Donald MacKay Henry Margenau Owen Maroney David Marr Humberto Maturana James Clerk Maxwell Ernst Mayr John McCarthy Warren McCulloch N. David Mermin George Miller Stanley Miller Ulrich Mohrhoff Jacques Monod Vernon Mountcastle Emmy Noether Donald Norman Alexander Oparin Abraham Pais Howard Pattee Wolfgang Pauli Massimo Pauri Wilder Penfield Roger Penrose Steven Pinker Colin Pittendrigh Walter Pitts Max Planck Susan Pockett Henri Poincaré Daniel Pollen Ilya Prigogine Hans Primas Zenon Pylyshyn Henry Quastler Adolphe Quételet Pasco Rakic Nicolas Rashevsky Lord Rayleigh Frederick Reif Jürgen Renn Giacomo Rizzolati A.A. Roback Emil Roduner Juan Roederer Jerome Rothstein David Ruelle David Rumelhart Robert Sapolsky Tilman Sauer Ferdinand de Saussure Jürgen Schmidhuber Erwin Schrödinger Aaron Schurger Sebastian Seung Thomas Sebeok Franco Selleri Claude Shannon Charles Sherrington Abner Shimony Herbert Simon Dean Keith Simonton Edmund Sinnott B. F. Skinner Lee Smolin Ray Solomonoff Roger Sperry John Stachel Henry Stapp Tom Stonier Antoine Suarez Leo Szilard Max Tegmark Teilhard de Chardin Libb Thims William Thomson (Kelvin) Richard Tolman Giulio Tononi Peter Tse Alan Turing C. S. Unnikrishnan Francisco Varela Vlatko Vedral Vladimir Vernadsky Mikhail Volkenstein Heinz von Foerster Richard von Mises John von Neumann Jakob von Uexküll C. H. Waddington John B. Watson Daniel Wegner Steven Weinberg Paul A. Weiss Herman Weyl John Wheeler Jeffrey Wicken Wilhelm Wien Norbert Wiener Eugene Wigner E. O. Wilson Günther Witzany Stephen Wolfram H. Dieter Zeh Semir Zeki Ernst Zermelo Wojciech Zurek Konrad Zuse Fritz Zwicky Presentations Biosemiotics Free Will Mental Causation James Symposium |
Albert Einstein - Emission and Absorption of Radiation in Quantum Theory
Sixteen years ago, when Planck created quantum theory by deriving his radiation
formula, he took the following approach. He calculated the mean energy Ē of a
resonator as a function of temperature according to his newly found quantum-theoretic basic principles, and determined from this the radiation density ρ as a
function of frequency ν and temperature. He accomplished this by deriving — based
upon electromagnetic considerations — a relation between radiation density and
resonator energy Ē:
Ē = c3 ρ / 8 π ν2
(1)
His derivation was of unparalleled boldness, but found brilliant confirmation. Not
only the radiation formula proper and the calculated value of the elementary quantum
in it was confirmed, but also the quantum-theoretically calculated value of Ē was
confirmed by later investigations on specific heat. In this manner, equation (1),
originally found by electromagnetic reasoning, was also confirmed. However, it
remained unsatisfactory that the electromagnetic-mechanical analysis, which led to
(1), is incompatible with quantum theory, and it is not surprising that Planck himself
and all theoreticians who work on this topic incessantly tried to modify the theory
such as to base it on noncontradictory foundations.
Since Bohr's theory of spectra has achieved its great successes, it seems no
longer doubtful that the basic idea of quantum theory must be maintained. It so
appears that the uniformity of the theory must be established such that the
electromagneto-mechanical considerations, which led Planck to equation (1), are to
be replaced by quantum-theoretical contemplations on the interaction between matter
and radiation. In this endeavor I feel galvanized by the following consideration
which is attractive both for its simplicity and generality.
§1. PLANCK's Resonator in a Field of Radiation
The behavior of a monochromatic resonator in a field of radiation, according to the
classical theory, can be easily understood if one recalls the manner of treatment that
was first used in the theory of Brownian movement. Let E be the energy of the
resonator at a given moment in time; we ask for the energy after time τ has elapsed.
Hereby, τ is assumed to be large compared to the period of oscillation of the
resonator, but still so small that the percentage change of E during τ can be treated as infinitely small. Two kinds of change can be distinguished. First the change
Δ1E = - A Eτ
effected by emission; and second, the change Δ2E caused by the work done by the
electric field on the resonator. This second change increases with the radiation density
and has a "chance"-dependent value and a "chance"-dependent sign. An electromagnetic, statistical consideration yields the mean-value relation
< Δ2E > = - B ρ τ
The constants A and B can be calculated in known manner. We call Δ1E the
energy change due to emitted radiation, Δ2E the energy change due to incident
radiation. Since the mean value of E, taken over many resonators, is supposed to be
independent of time, there has to be
< E + Δ1E + Δ2E > = Ē
or
Ē = - (B / A) ρ
One obtains relation (1) if one calculates B and A for the monochromatic
resonator in the known way with the help of electromagnetism and mechanics.
We now want to undertake corresponding considerations, but on a quantum-theoretical basis and without specialized suppositions about the interaction between
radiation and those structures which we want to call "molecules."
§2. Quantum Theory and Radiation
We consider a gas of identical molecules that are in static equilibrium with thermal
radiation. Let each molecule be able to assume only a discrete sequence Z1, Z2, etc.,
of states with energy values ε1, ε2, respectively. Then it follows in known manner
and in analogy to statistical mechanics, or directly from Boltzmann's principle, or
finally from thermodynamic considerations, that the probability Wn of state Zn (or the relative number of molecules which were in state Zn) is given by
Wn = pn e- εn / k T  (2)
where k is the well-known Boltzmann constant. pn is the statistical "weight" of
state Zn, i.e., a constant that is characteristic of the quantum state of the molecule but
independent of the gas temperature T.
We shall now assume that a molecule can go from state Zn to state Zm by
absorbing radiation of the distinct frequency ν = νnm ; and likewise from state Zm
to state Zn by emitting such radiation. The radiation energy involved is εm - εn. In
general, this is possible for any combination of two indices m and n. With respect to
any of these elementary processes there must be a statistical equilibrium in thermal
equilibrium. Therefore, we can confine ourselves to a single elementary process
belonging to a distinct pair of indices (n,m).
At the thermal equilibrium, as many molecules per time unit will change from
state Zn to state Zm under absorption of radiation, as molecules will go from state Zm
to state Zn with emission of radiation. We shall state simple hypotheses about these
transitions, where our guiding principle is the limiting case of classical theory, as it
has been briefly outlined above.
We shall distinguish here also two types of transitions:
a) Emission of Radiation. This will be a transition from state Zm
to state Zn with
emission of the radiation energy εm - εn. This transition will take place without
external influence. One can hardly imagine it to be other than similar to radioactive
reactions. The number of transitions per time unit will have to be put at
Amn Nm,
where Amn is a constant that is characteristic of the combination of the states Zm and
Zn, and Nm is the number of molecules in state Zm.
b) Incidence of Radiation. Incidence is determined by the radiation within which
the molecule resides; let it be proportional to the radiation density ρ of the effective
frequency. In case of the resonator it may cause a loss in energy as well as an
increase in energy; that is, in our case, it may cause a transition Zn → Zm as well as
a transition Zm →
Zn. The number of transitions Zn → Zm per unit time is then
Bnm Nn ρ,
and the number of transitions Zm →
Zn is to be expressed as
Bmn Nm ρ,
where Bnm, Bmn are constants related to the combination of states Zn, Zm.
As a condition for the statistical equilibrium between the reactions Zn → Zm and Zm → Zn one finds, therefore, the equation
Amn Nm +
Bmn Nm ρ =
Bnm Nn ρ  (3)
Equation (2), on the other hand, yields
Nn / Nm = (pn / pm) e ( εm - εn ) / k T (4)
From (3) and (4) follows
Amn pm = ρ ( Bnm pn e ( εm - εn ) / k T - Bmn pm ) (5)
ρ is the radiation density of that frequency which is emitted with the transition
Zm → Zn and is absorbed with Zn → Zm. Our equation shows the relation between
T and ρ at this frequency.
If we postulate that ρ must approach infinity with ever increasing T, then we necessarily have
Bnm pn = Bmn pm
(6)
Introducing the abbreviation
Amn / Bmn pm = αmn,
(7)
one finds
ρ = αmn / ( e ( εm - εn ) / k T - 1 )
(5a)
Einstein has derived Planck's blackbody law
This is Planck's relation between ρ and T with the constants left indeterminate.
The constants Amn and Bmn could be calculated directly if we possessed a modified
version of electrodynamics and mechanics that is in compliance with the quantum
hypothesis.
Einstein derives Bohr's second postulate
The fact that ρ must be a universal function of T and ν implies that αmn and
εm - εn cannot depend upon the specific constitution of the molecule, but only upon
the effective frequency ν. From Wien's law follows furthermore that αmn must be
proportional to the third power, and εm - εn to the first power of ν . Consequently,
one has
εm - εn = hν
(8)
where hν is a constant.
While the three hypotheses concerning emission and incidence of radiation lead
to Planck's radiation formula, I am of course very willing to admit that this does not
elevate them to confirmed results. But the simplicity of the hypotheses, the generality
with which the analysis can be carried out so effortlessly, and the natural connection
to Planck's linear oscillator (as a limiting case of classical electrodynamics and
mechanics) seem to make it highly probable that these are basic traits of a future
theoretical representation. The postulated statistical law of emission is nothing but
Rutherford's law of radioactive decay, and the law expressed by (8), in conjunction
with (5a), is identical with the second basic hypothesis in Bohr's theory of
spectra — this too speaks in favor of the theory presented here.
§3. Remark on the Photochemical Law of Equivalence
The photochemical law of equivalence falls in line with our train of thoughts in the
following manner. Let there be a gas of such low temperature that the thermal
radiation of frequency ν, which leads from state Zm to state Zn, does not practically
occur.
According to (2) and (5a), the state Zm will be quite rare compared to state Zn,
and we shall assume that almost all gas molecules are in state Zn. Aside from the
previously considered process Zm → Zn, let the molecule in state Zm also have the
capability of another elementary "chemical" process, e.g., monomolecular dissociation. Let us furthermore assume that the reaction rate of this dissociation is large
compared to the rate of occurrence of the reaction Zm → Zn.
What will happen now if we irradiate the gas with the effective frequency? Under
absorption of the radiation energy εm - εn = hν, molecules will continually go from
state Zn to state Zm. Only a very small fraction of these molecules will return to
state Zn by emission or absorption. Most, by far, will suffer chemical dissociation,
corresponding to the postulated higher reaction rate of this process. This means that
per dissociating molecule, we will practically find that the radiation energy hν has
been absorbed, just as the law of equivalence demands.
The essence of this interpretation is that molecular dissociation is achieved by the
absorption of light via the quantum state Zm, but not directly without this intermediate state. In consequence, one need not distinguish between a chemically effective
and a chemically ineffective absorption of radiation. The absorption of light and the
chemical process appear as independent processes.
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