Interpretations of Quantum Mechanics
As with our analysis of positions on the free will problem, there are several interpretations, some very popular (with many adherents), some with only a few supporters. The popular views are defended in hundreds or journal articles and published books. Just as with philosophers, the supporters of an interpretation often have their own jargon which sometimes makes communication between the different positions difficult. The standard "orthodox" interpretation of quantum mechanics includes a projection postulate. This is the idea that once one of the possibilities becomes actual at one position, the probabilities for actualization at all other positions becomes instantly zero. This sudden disappearance of possibilities/probabilities at locations remote from where a particle is found led to the idea of nonlocality. It is known as the "collapse of the wave function." Today there appear to be about as many unorthodox interpretations, denying the collapse, as there are more standard views.
Statistical Ensemble - indeterministic, non-local, no observer
Pilot-Wave Theory - deterministic, non-local, hidden variables, no observer, particles
(de Broglie-Bohm, 1952)
Many-Worlds Interpretation - deterministic, local, hidden variables, no observer
(Everett-De Witt, 1957)
Decoherence - deterministic, local, no particles
(van Frassen, 1972)
Consistent Histories - local
Copenhagen Interpretation - indeterministic, non-local, observer
Conscious Observer - indeterministic, non-local, observer
Objective Collapse - indeterministic, non-local, no observer
(Ghirardi-Rimini-Weber, 1986; Penrose, 1989)
Transactional Interpretation - indeterministic, non-local, no observer, no particles
Relational Interpretation - local, observer
Pondicherry Interpretation - indeterministic, non-local, no observer
Information Interpretation - indeterministic, non-local, no observerFrom the earliest days of quantum theory, when Max Planck in 1900 hypothesized an abstract "quantum of action" and Albert Einstein in 1905 hypothesized that energy comes in physical quanta, there have been disagreements about "interpretations," misunderstandings about the underlying "reality" of the external world that could account for the apparent agreement between quantum theory and the observed experimental facts. For example, the inventor of the quantum of action used his constant h as a heuristic device to calculate the probabilities of various virtual oscillators (distributing them among energy states using Boltzmann's statistical mechanics ideas, the partition function, etc.). He quantized these mechanical oscillators, but not the radiation field itself. In 1913, Bohr similarly quantized the oscillators (electrons) in the "old quantum theory" and his planetary model of the electrons orbiting the Rutherford nucleus. Bohr's electrons "jump" discontinuously from orbit to orbit, emitting or absorbing discrete amounts of energy En - Em where n and m are orbital "quantum numbers." But Bohr insisted that the energy radiated in a quantum jump was continuous, ignoring Einstein's hypothesis. By comparison to Planck, Einstein had already in 1905 quantized the continuous electromagnetic radiation field as light quanta (today's photons). Planck denied the physical "reality" of any quanta (including his own) until 1910 at the earliest. And Bohr did not accept photons as being emitted and absorbed during quantum jumps until twenty years after Einstein proposed them - if then. Photons are now universally accepted, of course, and (sadly) standard quantum mechanics says they are emitted and absorbed during Bohr's "quantum jumps" of the electrons. Einstein saw clearly that if the radiation emitted by an atom were to spread out diffusely as a classical wave into a large volume of space, how could the energy collect itself together again instantly to be absorbed by another atom - without having that energy travel faster than light speed as it gathered itself together in the absorbing atom? He clearly saw that a discrete, discontinuous "jump" was involved, something denied by many of the modern "interpretations" of quantum mechanics. He also saw that the wave that filled space moments before the detection of the whole quantum of energy must disappear instantly as all the energy in the quantum is absorbed by a single atom in a particular location. This was a collapse of a light wave twenty years before there was a "wave function" and Erwin Schrōdinger's wave equation! Later Einstein interpreted the wave at a point as the probability of light quanta at that point. many years before Max Born's statistical interpretation of the wave function! The idea of something (later called the wave function) associated with the particle led to the problem of wave-particle duality, described first by Einstein in 1909. In 1927, he expressed concern that what came to be called nonlocality violates his special theory of relativity. To this day, it is the idea that quantum physics cannot be reconciled with relativity. The nadir of interpretation was probably the most famous interpretation of all, the one developed in Copenhagen, the one Niels Bohr's assistant Leon Rosenfeld said was not an interpretation at all, but simply the "standard orthodox theory" of quantum mechanics. It was the nadir of interpretation because Copenhagen wanted to put a stop to "interpretation" in the sense of understanding or "visualizing" an underlying reality. The Copenhageners said we should not try to "visualize" what is going on behind the collection of observable experimental data. Just as Kant said we could never know anything about the "thing in itself," the Ding-an-sich, so the positivist philosophy of Comte, Mach, Russell, and Carnap and the British empiricists Locke and Hume claim that knowledge stops at the "secondary" sense data or perceptions of phenomena, preventing access to the primary "objects." Einstein's views on quantum mechanics have been seriously distorted (and his early work largely forgotten), perhaps because of his famous criticisms of Born's "statistical interpretation" and Werner Heisenberg's claim that quantum mechanics was "complete" without describing what particles are doing from moment to moment. Though its foremost critic, Einstein frequently said that quantum mechanics was a most successful theory, the very best theory so far at explaining microscopic phenomena, but that he hoped his ideas for a continuous field theory would someday add to the discrete particle theory and its "non-local" phenomena. It would allow us to get a deeper understanding of underlying reality, though at the end he despaired for his continuous field theory compared to particle theories. Many of the "interpretations" of quantum mechanics deny a central element of quantum theory, one that Einstein himself established in 1916, namely the role of indeterminism, or "chance," to use its traditional name, as Einstein did in physics (in German, Zufall) and as William James did in philosophy in the 1880's. These interpretations hope to restore the determinism of classical mechanics. Einstein hoped for a return to deterministic physics, but even more important for him was a physics based on continuous fields, rather than discrete discontinuous particles. We can therefore classify various interpretations by whether they accept or deny chance, especially in the form of the so-called "collapse" of the wave function, also known as the "reduction" of the wave packet or what Paul Dirac called the "projection postulate." Most "no-collapse" theories are deterministic. "Collapses" in standard quantum mechanics are irreducibly indeterministic. Many interpretations are attempts to wrestle with still another problem that Einstein saw as early as 1905, in "non-local" events something appears to be moving faster than light and thus violating his special theory of relativity (which he formulated in 1905). So we can classify interpretations by whether they accept the instantaneous nature of the collapse, especially the collapse of the two-particle wave function of "entangled" systems, where two particles appear instantly in widely separated places, with correlated properties that conserve energy, momentum, angular momentum, spin, etc. These interpretations are concerned about nonlocality - the idea that "reality" is "nonlocal" with simultaneous events in widely separated places correlated perfectly - a sort of "action-at-a-distance." Many interpretations prefer wave mechanics to quantum mechanics, seeing wave theories as continuous field theories. They like to regard the wave function as a real entity rather than an abstract possibilities function. De Broglie's pilot-wave theory and its variations (e.g., Bohmian mechanics, Schrödinger's view) hoped to represent the particle as a "wave packet" composed of many waves of different frequencies, such that the packet has non-zero values in a small volume of space. Schrödinger and others found such a wave packet rapidly disperses . Finally, we may also classify interpretations by their definitions of what constitutes a "measurement," and particularly what they see as the famous "problem of measurement." Niels Bohr, Werner Heisenberg, and John von Neumann had a special role for the "conscious observer"in a measurement. Eugene Wigner claimed that the observer's conscious mind caused the wave function to collapse in a measurement. So we have three major characterizations - indeterministic-discrete-discontinuous "collapse" vs. deterministic-continuous "no-collapse" theories, nonlocality-faster-than-light vs. local "elements of reality" in "realistic theories, and the role of the observer. Another way to look at an interpretation is to ask which basic element (or elements) of standard quantum mechanics does the interpretation question or just deny? For example, some interpretations deny the existence of particles. They admit only waves that evolve unitarily under the Schrōdinger equation. We can begin by describing those elements, using the formulation of quantum mechanics that Einstein thought most perfect, that of P. A. M. Dirac.
A Brief Introduction to Basic Quantum MechanicsAll of quantum mechanics rests on the Schrōdinger equation of motion that deterministically describes the time evolution of the probabilistic wave function, plus three basic assumptions, the principle of superposition (of wave functions), the axiom of measurement (of expectation values for observables), and the projection postulate (which describes the collapse of the wave function that introduces indeterminism or chance during interactions). Dirac's "transformation theory" then allows us to "represent" the initial wave function (before an interaction) in terms of a "basis set" of "eigenfunctions" appropriate for the possible quantum states of our measuring instruments that will describe the interaction. Elements in the "transformation matrix" immediately give us the probabilities of measuring the system and finding it in one of the possible quantum states or "eigenstates," each eigenstate corresponding to an "eigenvalue" for a dynamical operator like the energy, momentum, angular momentum, spin, polarization, etc. Diagonal (n, n) elements in the transformation matrix give us the eigenvalues for observables in quantum state n. Off-diagonal (n, m) matrix elements give us transition probabilities between quantum states n and m. Notice the sequence - possibilities > probabilities > actuality: the wave function gives us the possibilities, for which we can calculate probabilities. Each experiment gives us one actuality. A very large number of identical experiments confirms our probabilistic predictions to thirteen significant figures (decimal places), the most accurate physical theory ever discovered. 1. The Schrōdinger Equation. The fundamental equation of motion in quantum mechanics is Erwin Schrōdinger's famous wave equation that describes the evolution in time of his wave function ψ.
iℏ δψ / δt = H ψ (1)Max Born interpreted the square of the absolute value of Schrōdinger's wave function |ψn |2 (or < ψn | ψn > in Dirac notation) as providing the probability of finding a quantum system in a particular state n. As long as this absolute value (in Dirac bra-ket notation) is finite,
< ψn | ψn > ≡ ∫ ψ* (q) ψ (q) dq < ∞, (2)then ψ can be normalized, so that the probability of finding a particle somewhere < ψ | ψ > = 1, which is necessary for its interpretation as a probability. The normalized wave function can then be used to calculate "observables" like the energy, momentum, etc. For example, the probable or expectation value for the position r of the system, in configuration space q, is
< ψ | r | ψ > = ∫ ψ* (q) r ψ (q) dq. (3)2. The Principle of Superposition. The Schrōdinger equation (1) is a linear equation. It has no quadratic or higher power terms, and this introduces a profound - and for many scientists and philosophers a disturbing - feature of quantum mechanics, one that is impossible in classical physics, namely the principle of superposition of quantum states. If ψa and ψb are both solutions of equation (1), then an arbitrary linear combination of these,
| ψ > = ca | ψa > + cb | ψb >, (4)with complex coefficients ca and cb, is also a solution. Together with Born's probabilistic (statistical) interpretation of the wave function, the principle of superposition accounts for the major mysteries of quantum theory, some of which we hope to resolve, or at least reduce, with an objective (observer-independent) explanation of irreversible information creation during quantum processes. Observable information is critically necessary for measurements, though observers can come along anytime after the information comes into existence as a consequence of the interaction of a quantum system and a measuring apparatus. The quantum (discrete) nature of physical systems results from there generally being a large number of solutions ψn (called eigenfunctions) of equation (1) in its time independent form, with energy eigenvalues En.
H ψn = En ψn, (5)The discrete spectrum energy eigenvalues En limit interactions (for example, with photons) to specific energy differences En - Em. In the old quantum theory, Bohr postulated that electrons in atoms would be in "stationary states" of energy En, and that energy differences would be of the form En - Em = hν, where ν is the frequency of the observed spectral line. Einstein, in 1916, derived these two Bohr postulates from basic physical principles in his paper on the emission and absorption processes of atoms. What for Bohr were assumptions, Einstein grounded in quantum physics, though virtually no one appreciated his foundational work at the time, and few appreciate it today, his work eclipsed by the Copenhagen physicists. The eigenfunctions ψn are orthogonal to each other
< ψn | ψm > = δnm (6)where the "delta function"
δnm = 1, if n = m, and = 0, if n ≠ m. (7)Once they are normalized, the ψn form an orthonormal set of functions (or vectors) which can serve as a basis for the expansion of an arbitrary wave function φ
| φ > = ∑ n = 0 n = ∞ cn | ψn >. (8)The expansion coefficients are
cn = < ψn | φ >. (9)In the abstract Hilbert space, < ψn | φ > is the "projection" of the vector φ onto the orthogonal axes ψn of the ψn "basis" vector set. 2.1 An example of superposition. Dirac tells us that a diagonally polarized photon can be represented as a superposition of vertical and horizontal states, with complex number coefficients that represent "probability amplitudes." Horizontal and vertical polarization eigenstates are the only "possibilities," if the measurement apparatus is designed to measure for horizontal or vertical polarization. Thus,
| d > = ( 1/√2) | v > + ( 1/√2) | h > (10)The vectors (wave functions) v and h are the appropriate choice of basis vectors, the vector lengths are normalized to unity, and the sum of the squares of the probability amplitudes is also unity. This is the orthonormality condition needed to interpret the (squares of the) wave functions as probabilities. When these (in general complex) number coefficients (1/√2) are squared (actually when they are multiplied by their complex conjugates to produce positive real numbers), the numbers (1/2) represent the probabilities of finding the photon in one or the other state, should a measurement be made on an initial state that is diagonally polarized. Note that if the initial state of the photon had been vertical, its projection along the vertical basis vector would be unity, its projection along the horizontal vector would be zero. Our probability predictions then would be - vertical = 1 (certainty), and horizontal = 0 (also certainty). Quantum physics is not always uncertain, despite its reputation. 3. The Axiom of Measurement. The axiom of measurement depends on the idea of "observables," physical quantities that can be measured in experiments. A physical observable is represented as an operator A that is "Hermitean" (one that is "self-adjoint" - equal to its complex conjugate, A* = A). The diagonal n, n elements of the operator's matrix,
< ψn | A | ψn > = ∫ ∫ ψ* (q) A (q) ψ (q) dq, (11)are interpreted as giving the expectation value for An (when we make a measurement). The off-diagonal n, m elements describe the uniquely quantum property of interference between wave functions and provide a measure of the probabilities for transitions between states n and m. It is the intrinsic quantum probabilities that provide the ultimate source of indeterminism, and consequently of irreducible irreversibility, as we shall see. Transitions between states are irreducibly random, like the decay of a radioactive nucleus (discovered by Rutherford in 1901) or the emission of a photon by an electron transitioning to a lower energy level in an atom (explained by Einstein in 1916). The axiom of measurement is the formalization of Bohr's 1913 postulate that atomic electrons will be found in stationary states with energies En. In 1913, Bohr visualized them as orbiting the nucleus. Later, he said they could not be visualized, but chemists routinely visualize them as clouds of probability amplitude with easily calculated shapes that correctly predict chemical bonding. The off-diagonal transition probabilities are the formalism of Bohr's "quantum jumps" between his stationary states, emitting or absorbing energy hν = En - Em. Einstein explained clearly in 1916 that the jumps are accompanied by his discrete light quanta (photons), but Bohr continued to insist that the radiation was classical for another ten years, deliberately ignoring Einstein's foundational efforts in what Bohr might have felt was his area of expertise (quantum mechanics). The axiom of measurement asserts that a large number of measurements of the observable A, known to have eigenvalues An, will result in the number of measurements with value An that is proportional to the probability of finding the system in eigenstate ψn. Quantum mechanics is a probabilistic and statistical theory. The probabilities are theories about what experiments will show. Experiments provide the statistics (the frequency of outcomes) that confirm the predictions of quantum theory - with the highest accuracy of any theory ever discovered! 4. The Projection Postulate. The third novel idea of quantum theory is often considered the most radical. It has certainly produced some of the most radical ideas ever to appear in physics, in attempts by various "interpretations" to deny it. The projection postulate is actually very simple, and arguably intuitive as well. It says that when a measurement is made, the system of interest will be found in (will instantly "collapse" into) one of the possible eigenstates of the measured observable. We have several possibilities for eigenvalues. We can calculate the probabilities for each eigenvalue. Measurement simply makes one of these actual, and it does so, said Max Born, in proportion to the absolute square of the probability amplitude wave function ψn. In this way, ontological chance enters physics, and it is partly this fact of quantum randomness that bothered Einstein ("God does not play dice") and Schrōdinger (whose equation of motion for the probability-amplitude wave function is deterministic). The projection postulate, or collapse of the wave function, is the element of quantum mechanics most often denied by various "interpretations." The sudden discrete and discontinuous "quantum jumps" are considered so non-intuitive that interpreters have replaced them with the most outlandish (literally) alternatives. The famous "many-worlds interpretation" substitutes a "splitting" of the entire universe into two equally large universes, massively violating the most fundamental conservation principles of physics, rather than allow a diagonal photon arriving at a polarizer to suddenly "collapse" into a horizontal or vertical state. 4.1 An example of projection. Given a quantum system in an initial state | φ >, we can expand it in a linear combination of the eigenstates of our measurement apparatus, the | ψn >.
| φ > = ∑ n = 0 n = ∞ cn | ψn >. (8)In the case of Dirac's polarized photons, the diagonal state | d > is a linear combination of the horizontal and vertical states of the measurement apparatus, | v > and | h >. When we square the (1/√2) coefficients, we see there is a 50% chance of measuring the photon as either horizontal or vertically polarized.
| d > = ( 1/√2) | v > + ( 1/√2) | h > (10)4.2 Visualizing projection. When a photon is prepared in a vertically polarized state | v >, its interaction with a vertical polarizer is easy to visualize. We can picture the state vector of the whole photon simply passing through the polarizer unchanged. The same is true of a photon prepared in a horizontally polarized state | h > going through a horizontal polarizer. And the interaction of a horizontal photon with a vertical polarizer is easy to understand. The vertical polarizer will absorb the horizontal photon completely. The diagonally polarized photon | d >, however, fully reveals the non-intuitive nature of quantum physics. We can visualize quantum indeterminacy, its statistical nature, and we can dramatically visualize the process of collapse, as a state vector aligned in one direction must rotate instantaneously into another vector direction.